Book Review: Stalin, Vol. 2: Waiting for Hitler, 1929–1941

“Stalin: Waiting for Hitler, 1929–1941” by Stephen KotkinThis is the second volume in the author’s monumental projected three-volume biography of Joseph Stalin. The first volume, Stalin: Paradoxes of Power, 1878–1928 covers the period from Stalin’s birth through the consolidation of his sole power atop the Soviet state after the death of Lenin. The third volume, which will cover the period from the Nazi invasion of the Soviet Union in 1941 through the death of Stalin in 1953 has yet to be published.

As this volume begins in 1928, Stalin is securely in the supreme position of the Communist Party of the Soviet Union, and having over the years staffed the senior ranks of the party and the Soviet state (which the party operated like the puppet it was) with loyalists who owed their positions to him, had no serious rivals who might challenge him. (It is often claimed that Stalin was paranoid and feared a coup, but would a despot fearing for his position regularly take summer holidays, months in length, in Sochi, far from the capital?)

By 1928, the Soviet Union had largely recovered from the damage inflicted by the Great War, Bolshevik revolution, and subsequent civil war. Industrial and agricultural production were back to around their 1914 levels, and most measures of well-being had similarly recovered. To be sure, compared to the developed industrial economies of countries such as Germany, France, or Britain, Russia remained a backward economy largely based upon primitive agriculture, but at least it had undone the damage inflicted by years of turbulence and conflict.

But in the eyes of Stalin and his close associates, who were ardent Marxists, there was a dangerous and potentially deadly internal contradiction in the Soviet system as it then stood. In 1921, in response to the chaos and famine following the 1917 revolution and years-long civil war, Lenin had proclaimed the New Economic Policy (NEP), which tempered the pure collectivism of original Bolshevik doctrine by introducing a mixed economy, where large enterprises would continue to be owned and managed by the state, but small-scale businesses could be privately owned and run for profit. More importantly, agriculture, which had previously been managed under a top-down system of coercive requisitioning of grain and other products by the state, was replaced by a market system where farmers could sell their products freely, subject to a tax, payable in product, proportional to their production (and thus creating an incentive to increase production).

The NEP was a great success, and shortages of agricultural products were largely eliminated. There was grousing about the growing prosperity of the so-called NEPmen, but the results of freeing the economy from the shackles of state control were evident to all. But according to Marxist doctrine, it was a dagger pointed at the heart of the socialist state.

By 1928, the Soviet economy could be described, in Marxist terms, as socialism in the industrial cities and capitalism in the agrarian countryside. But, according to Marx, the form of politics was determined by the organisation of the means of production—paraphrasing Brietbart, politics is downstream of economics. This meant that preserving capitalism in a large sector of the country, one employing a large majority of its population and necessary to feed the cities, was an existential risk. In such a situation it would only be normal for the capitalist peasants to eventually prevail over the less numerous urbanised workers and destroy socialism.

Stalin was a Marxist. He was not an opportunist who used Marxism-Leninism to further his own ambitions. He really believed this stuff. And so, in 1928, he proclaimed an end to the NEP and began the forced collectivisation of Soviet agriculture. Private ownership of land would be abolished, and the 120 million peasants essentially enslaved as “workers” on collective or state farms, with planting, quotas to be delivered, and management essentially controlled by the party. After an initial lucky year, the inevitable catastrophe ensued. Between 1931 and 1933 famine and epidemics resulting from it killed between five and seven million people. The country lost around half of its cattle and two thirds of its sheep. In 1929, the average family in Kazakhstan owned 22.6 cattle; in 1933 3.7. This was a calamity on the same order as the Jewish Holocaust in Germany, and just as man-made: during this period there was a global glut of food, but Stalin refused to admit the magnitude of the disaster for fear of inciting enemies to attack and because doing so would concede the failure of his collectivisation project. In addition to the famine, the process of collectivisation resulted in between four and five million people being arrested, executed, deported to other regions, or jailed.

Many in the starving countryside said, “If only Stalin knew, he would do something.” But the evidence is overwhelming: Stalin knew, and did nothing. Marxist theory said that agriculture must be collectivised, and by pure force of will he pushed through the project, whatever the cost. Many in the senior Soviet leadership questioned this single-minded pursuit of a theoretical goal at horrendous human cost, but they did not act to stop it. But Stalin remembered their opposition and would settle scores with them later.

By 1936, it appeared that the worst of the period of collectivisation was over. The peasants, preferring to live in slavery than starve to death, had acquiesced to their fate and resumed production, and the weather co-operated in producing good harvests. And then, in 1937, a new horror was unleashed upon the Soviet people, also completely man-made and driven by the will of Stalin, the Great Terror. Starting slowly in the aftermath of the assassination of Sergey Kirov in 1934, by 1937 the absurd devouring of those most loyal to the Soviet regime, all over Stalin’s signature, reached a crescendo. In 1937 and 1938 1,557,259 people would be arrested and 681,692 executed, the overwhelming majority for political offences, this in a country with a working-age population of 100 million. Counting deaths from other causes as a result of the secret police, the overall death toll was probably around 830,000. This was so bizarre, and so unprecedented in human history, it is difficult to find any comparable situation, even in Nazi Germany. As the author remarks,

To be sure, the greater number of victims were ordinary Soviet people, but what regime liquidates colossal numbers of loyal officials? Could Hitler—had he been so inclined—have compelled the imprisonment or execution of huge swaths of Nazi factory and farm bosses, as well as almost all of the Nazi provincial Gauleiters and their staffs, several times over? Could he have executed the personnel of the Nazi central ministries, thousands of his Wehrmacht officers—including almost his entire high command—as well as the Reich’s diplomatic corps and its espionage agents, its celebrated cultural figures, and the leadership of Nazi parties throughout the world (had such parties existed)? Could Hitler also have decimated the Gestapo even while it was carrying out a mass bloodletting? And could the German people have been told, and would the German people have found plausible, that almost everyone who had come to power with the Nazi revolution turned out to be a foreign agent and saboteur?

Stalin did all of these things. The damage inflicted upon the Soviet military, at a time of growing threats, was horrendous. The terror executed or imprisoned three of the five marshals of the Soviet Union, 13 of 15 full generals, 8 of the 9 admirals of the Navy, and 154 of 186 division commanders. Senior managers, diplomats, spies, and party and government officials were wiped out in comparable numbers in the all-consuming cataclysm. At the very moment the Soviet state was facing threats from Nazi Germany in the west and Imperial Japan in the east, it destroyed those most qualified to defend it in a paroxysm of paranoia and purification from phantasmic enemies.

And then, it all stopped, or largely tapered off. This did nothing for those who had been executed, or who were still confined in the camps spread all over the vast country, but at least there was a respite from the knocks in the middle of the night and the cascading denunciations for fantastically absurd imagined “crimes”. (In June 1937, eight high-ranking Red Army officers, including Marshal Tukachevsky, were denounced as “Gestapo agents”. Three of those accused were Jews.)

But now the international situation took priority over domestic “enemies”. The Bolsheviks, and Stalin in particular, had always viewed the Soviet Union as surrounded by enemies. As the vanguard of the proletarian revolution, by definition those states on its borders must be reactionary capitalist-imperialist or fascist regimes hostile to or actively bent upon the destruction of the peoples’ state.

With Hitler on the march in Europe and Japan expanding its puppet state in China, potentially hostile powers were advancing toward Soviet borders from two directions. Worse, there was a loose alliance between Germany and Japan, raising the possibility of a two-front war which would engage Soviet forces in conflicts on both ends of its territory. What Stalin feared most, however, was an alliance of the capitalist states (in which he included Germany, despite its claim to be “National Socialist”) against the Soviet Union. In particular, he dreaded some kind of arrangement between Britain and Germany which might give Britain supremacy on the seas and its far-flung colonies, while acknowledging German domination of continental Europe and a free hand to expand toward the East at the expense of the Soviet Union.

Stalin was faced with an extraordinarily difficult choice: make some kind of deal with Britain (and possibly France) in the hope of deterring a German attack upon the Soviet Union, or cut a deal with Germany, linking the German and Soviet economies in a trade arrangement which the Germans would be loath to destroy by aggression, lest they lose access to the raw materials which the Soviet Union could supply to their war machine. Stalin’s ultimate calculation, again grounded in Marxist theory, was that the imperialist powers were fated to eventually fall upon one another in a destructive war for domination, and that by standing aloof, the Soviet Union stood to gain by encouraging socialist revolutions in what remained of them after that war had run its course.

Stalin evaluated his options and made his choice. On August 27, 1939, a “non-aggression treaty” was signed in Moscow between Nazi Germany and the Soviet Union. But the treaty went far beyond what was made public. Secret protocols defined “spheres of influence”, including how Poland would be divided among the two parties in the case of war. Stalin viewed this treaty as a triumph: yes, doctrinaire communists (including many in the West) would be aghast at a deal with fascist Germany, but at a blow, Stalin had eliminated the threat of an anti-Soviet alliance between Germany and Britain, linked Germany and the Soviet Union in a trade arrangement whose benefits to Germany would deter aggression and, in the case of war between Germany and Britain and France (for which he hoped), might provide an opportunity to recover territory once in the czar’s empire which had been lost after the 1917 revolution.

Initially, this strategy appeared to be working swimmingly. The Soviets were shipping raw materials they had in abundance to Germany and receiving high-technology industrial equipment and weapons which they could immediately put to work and/or reverse-engineer to make domestically. In some cases, they even received blueprints or complete factories for making strategic products. As the German economy became increasingly dependent upon Soviet shipments, Stalin perceived this as leverage over the actions of Germany, and responded to delays in delivery of weapons by slowing down shipments of raw materials essential to German war production.

On September 1st, 1939, Nazi Germany invaded Poland, just a week after the signing of the pact between Germany and the Soviet Union. On September 3rd, France and Britain declared war on Germany. Here was the “war among the imperialists” of which Stalin had dreamed. The Soviet Union could stand aside, continue to trade with Nazi Germany, while the combatants bled each other white, and then, in the aftermath, support socialist revolutions in their countries. On September 17th the Soviet Union, pursuant to the secret protocol, invaded Poland from the east and joined the Nazi forces in eradicating that nation. Ominously, greater Germany and the Soviet Union now shared a border.

After the start of hostilities, a state of “phoney war” existed until Germany struck against Denmark, Norway, and France in April and May 1940. At first, this appeared precisely what Stalin had hoped for: a general conflict among the “imperialist powers” with the Soviet Union not only uninvolved, but having reclaimed territory in Poland, the Baltic states, and Bessarabia which had once belonged to the Tsars. Now there was every reason to expect a long war of attrition in which the Nazis and their opponents would grind each other down, as in the previous world war, paving the road for socialist revolutions everywhere.

But then, disaster ensued. In less than six weeks, France collapsed and Britain evacuated its expeditionary force from the Continent. Now, it appeared, Germany reigned supreme, and might turn its now largely idle army toward conquest in the East. After consolidating the position in the west and indefinitely deferring an invasion of Britain due to inability to obtain air and sea superiority in the English Channel, Hitler began to concentrate his forces on the eastern frontier. Disinformation, spread where Soviet spy networks would pick it up and deliver it to Stalin, whose prejudices it confirmed, said that the troop concentrations were in preparation for an assault on British positions in the Near East or to blackmail the Soviet Union to obtain, for example, a long term lease on its breadbasket, the Ukraine.

Hitler, acutely aware that it was a two-front war which spelled disaster to Germany in the last war, rationalised his attack on the Soviet Union as follows. Yes, Britain had not been defeated, but their only hope was an eventual alliance with the Soviet Union, opening a second front against Germany. Knocking out the Soviet Union (which should be no more difficult than the victory over France, which took just six weeks), would preclude this possibility and force Britain to come to terms. Meanwhile, Germany would have secured access to raw materials in Soviet territory for which it was previously paying market prices, but were now available for the cost of extraction and shipping.

The volume concludes on June 21st, 1941, the eve of the Nazi invasion of the Soviet Union. There could not have been more signs that this was coming: Soviet spies around the world sent evidence, and Britain even shared (without identifying the source) decrypted German messages about troop dispositions and war plans. But none of this disabused Stalin of his idée fixe: Germany would not attack because Soviet exports were so important. Indeed, in 1940, 40 percent of nickel, 55 percent of manganese, 65 percent of chromium, 67% of asbestos, 34% of petroleum, and a million tonnes of grain and timber which supported the Nazi war machine were delivered by the Soviet Union. Hours before the Nazi onslaught began, well after the order for it was given, a Soviet train delivering grain, manganese, and oil crossed the border between Soviet-occupied and German-occupied Poland, bound for Germany. Stalin’s delusion persisted until reality intruded with dawn.

This is a magisterial work. It is unlikely it will ever be equalled. There is abundant rich detail on every page. Want to know what the telephone number for the Latvian consulate in Leningrad was in 1934? It’s right here on page 206 (5-50-63). Too often, discussions of Stalin assume he was a kind of murderous madman. This book is a salutary antidote. Everything Stalin did made perfect sense when viewed in the context of the beliefs which Stalin held, shared by his Bolshevik contemporaries and those he promoted to the inner circle. Yes, they seem crazy, and they were, but no less crazy than politicians in the United States advocating the abolition of air travel and the extermination of cows in order to save a planet which has managed just fine for billions of years without the intervention of bug-eyed, arm-waving ignoramuses.

Reading this book is a major investment of time. It is 1154 pages, with 910 pages of main text and illustrations, and will noticeably bend spacetime in its vicinity. But there is so much wisdom, backed with detail, that you will savour every page and, when you reach the end, crave the publication of the next volume. If you want to understand totalitarian dictatorship, you have to ultimately understand Stalin, who succeeded at it for more than thirty years until ultimately felled by illness, not conquest or coup, and who built the primitive agrarian nation he took over into a superpower. Some of us thought that the death of Stalin and, decades later, the demise of the Soviet Union, brought an end to all that. And yet, today, in the West, we have politicians advocating central planning, collectivisation, and limitations on free speech which are entirely consistent with the policies of Uncle Joe. After reading this book and thinking about it for a while, I have become convinced that Stalin was a patriot who believed that what he was doing was in the best interest of the Soviet people. He was sure the (laughably absurd) theories he believed and applied were the best way to build the future. And he was willing to force them into being whatever the cost may be. So it is today, and let us hope those made aware of the costs documented in this history will be immunised against the siren song of collectivist utopia.

Kotkin, Stephen. Stalin, Vol. 2: Waiting for Hitler, 1929–1941. New York: Penguin Press, 2017. ISBN 978-1-59420-380-0.

Author Stephen Kotkin did a two-part Uncommon Knowledge interview about the book in 2018. In the first part he discusses collectivisation and the terror.

In the second, he discusses Stalin and Hitler, and the events leading up to the Nazi invasion of the Soviet Union.


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Book Review: Stalin, Vol. 1: Paradoxes of Power, 1878–1928

“Stalin: Paradoxes of Power” by Stephen KotkinIn a Levada Center poll in 2017, Russians who responded named Joseph Stalin the “most outstanding person” in world history. Now, you can argue about the meaning of “outstanding”, but it’s pretty remarkable that citizens of a country whose chief of government (albeit several regimes ago) presided over an entirely avoidable famine which killed millions of citizens of his country, ordered purges which executed more than 700,000 people, including senior military leadership, leaving his nation unprepared for the German attack in 1941, which would, until the final victory, claim the lives of around 27 million Soviet citizens, military and civilian, would be considered an “outstanding person” as opposed to a super-villain.

The story of Stalin’s career is even less plausible, and should give pause to those who believe history can be predicted without the contingency of things that “just happen”. Ioseb Besarionis dze Jughashvili (the author uses Roman alphabet transliterations of all individuals’ names in their native languages, which can occasionally be confusing when they later Russified their names) was born in 1878 in the town of Gori in the Caucasus. Gori, part of the territory of Georgia which had long been ruled by the Ottoman Empire, had been seized by Imperial Russia in a series of bloody conflicts ending in the 1860s with complete incorporation of the territory into the Czar’s empire. Ioseb, who was called by the Georgian dimunitive “Sosa” throughout his youth, was the third son born to his parents, but, as both of his older brothers had died not long after birth, was raised as an only child.

Sosa’s father, Besarion Jughashvili (often written in the Russian form, Vissarion) was a shoemaker with his own shop in Gori but, as time passed his business fell on hard times and he closed the shop and sought other work, ending his life as a vagrant. Sosa’s mother, Ketevan “Keke” Geladze, was ambitious and wanted the best for her son, and left her husband and took a variety of jobs to support the family. She arranged for eight year old Sosa to attend Russian language lessons given to the children of a priest in whose house she was boarding. Knowledge of Russian was the key to advancement in Czarist Georgia, and he had a head start when Keke arranged for him to be enrolled in the parish school’s preparatory and four year programs. He was the first member of either side of his family to attend school and he rose to the top of his class under the patronage of a family friend, “Uncle Yakov” Egnatashvili. After graduation, his options were limited. The Russian administration, wary of the emergence of a Georgian intellectual class that might champion independence, refused to establish a university in the Caucasus. Sosa’s best option was the highly selective Theological Seminary in Tiflis where he would prepare, in a six year course, for life as a parish priest or teacher in Georgia but, for those who graduated near the top, could lead to a scholarship at a university in another part of the empire.

He took the examinations and easily passed, gaining admission, petitioning and winning a partial scholarship that paid most of his fees. “Uncle Yakov” paid the rest, and he plunged into his studies. Georgia was in the midst of an intense campaign of Russification, and Sosa further perfected his skills in the Russian language. Although completely fluent in spoken and written Russian along with his native Georgian (the languages are completely unrelated, having no more in common than Finnish and Italian), he would speak Russian with a Georgian accent all his life and did not publish in the Russian language until he was twenty-nine years old.

Long a voracious reader, at the seminary Sosa joined a “forbidden literature” society which smuggled in and read works, not banned by the Russian authorities, but deemed unsuitable for priests in training. He read classics of Russian, French, English, and German literature and science, including Capital by Karl Marx. The latter would transform his view of the world and path in life. He made the acquaintance of a former seminarian and committed Marxist, Lado Ketskhoveli, who would guide his studies. In August 1898, he joined the newly formed “Third Group of Georgian Marxists”—many years later Stalin would date his “party card” to then.

Prior to 1905, imperial Russia was an absolute autocracy. The Czar ruled with no limitations on his power. What he decreed and ordered his functionaries to do was law. There was no parliament, political parties, elected officials of any kind, or permanent administrative state that did not serve at the pleasure of the monarch. Political activity and agitation were illegal, as were publishing and distributing any kind of political literature deemed to oppose imperial rule. As Sosa became increasingly radicalised, it was only a short step from devout seminarian to underground agitator. He began to neglect his studies, became increasingly disrespectful to authority figures, and, in April 1899, left the seminary before taking his final examinations.

Saddled with a large debt to the seminary for leaving without becoming a priest or teacher, he drifted into writing articles for small, underground publications associated with the Social Democrat movement, at the time the home of most Marxists. He took to public speaking and, while eschewing fancy flights of oratory, spoke directly to the meetings of workers he addressed in their own dialect and terms. Inevitably, he was arrested for “incitement to disorder and insubordination against higher authority” in April 1902 and jailed. After fifteen months in prison at Batum, he was sentenced to three years of internal exile in Siberia. In January 1904 he escaped and made it back to Tiflis, in Georgia, where he resumed his underground career. By this time the Social Democratic movement had fractured into Lenin’s Bolshevik faction and the larger Menshevik group. Sosa, who during his imprisonment had adopted the revolutionary nickname “Koba”, after the hero in a Georgian novel of revenge, continued to write and speak and, in 1905, after the Czar was compelled to cede some of his power to a parliament, organised Battle Squads which stole printing equipment, attacked government forces, and raised money through protection rackets targeting businesses.

In 1905, Koba Jughashvili was elected one of three Bolshevik delegates from Georgia to attend the Third Congress of the Russian Social Democratic Workers’ Party in Tampere, Finland, then part of the Russian empire. It was there he first met Lenin, who had been living in exile in Switzerland. Koba had read Lenin’s prolific writings and admired his leadership of the Bolshevik cause, but was unimpressed in this first in-person encounter. He vocally took issue with Lenin’s position that Bolsheviks should seek seats in the newly-formed State Duma (parliament). When Lenin backed down in the face of opposition, he said, “I expected to see the mountain eagle of our party, a great man, not only politically but physically, for I had formed for myself a picture of Lenin as a giant, as a stately representative figure of a man. What was my disappointment when I saw the most ordinary individual, below average height, distinguished from ordinary mortals by, literally, nothing.”

Returning to Georgia, he resumed his career as an underground revolutionary including, famously, organising a robbery of the Russian State Bank in Tiflis in which three dozen people were killed and two dozen more injured, “expropriating” 250,000 rubles for the Bolshevik cause. Koba did not participate directly, but he was the mastermind of the heist. This and other banditry, criminal enterprises, and unauthorised publications resulted in multiple arrests, imprisonments, exiles to Siberia, escapes, re-captures, and life underground in the years that followed. In 1912, while living underground in Saint Petersburg after yet another escape, he was named the first editor of the Bolshevik party’s new daily newspaper, Pravda, although his name was kept secret. In 1913, with the encouragement of Lenin, he wrote an article titled “Marxism and the National Question” in which he addressed how a Bolshevik regime should approach the diverse ethnicities and national identities of the Russian Empire. As a Georgian Bolshevik, Jughashvili was seen as uniquely qualified and credible to address this thorny question. He published the article under the nom de plume “K. [for Koba] Stalin”, which literally translated, meant “Man of Steel” and paralleled Lenin’s pseudonym. He would use this name for the rest of his life, reverting to the Russified form of his given name, “Joseph” instead of the nickname Koba (by which his close associates would continue to address him informally). I shall, like the author, refer to him subsequently as “Stalin”.

When Russia entered the Great War in 1914, events were set into motion which would lead to the end of Czarist rule, but Stalin was on the sidelines: in exile in Siberia, where he spent much of his time fishing. In late 1916, as manpower shortages became acute, exiled Bolsheviks including Stalin received notices of conscription into the army, but when he appeared at the induction centre he was rejected due to a crippled left arm, the result of a childhood injury. It was only after the abdication of the Czar in the February Revolution of 1917 that he returned to Saint Petersburg, now renamed Petrograd, and resumed his work for the Bolshevik cause. In April 1917, in elections to the Bolshevik Central Committee, Stalin came in third after Lenin (who had returned from exile in Switzerland) and Zinoviev. Despite having been out of circulation for several years, Stalin’s reputation from his writings and editorship of Pravda, which he resumed, elevated him to among the top rank of the party.

As Kerensky’s Provisional Government attempted to consolidate its power and continue the costly and unpopular war, Stalin and Trotsky joined Lenin’s call for a Bolshevik coup to seize power, and Stalin was involved in all aspects of the eventual October Revolution, although often behind the scenes, while Lenin was the public face of the Bolshevik insurgency.

After seizing power, the Bolsheviks faced challenges from all directions. They had to disentangle Russia from the Great War without leaving the country open to attack and territorial conquest by Germany or Poland. Despite their ambitious name, they were a minority party and had to subdue domestic opposition. They took over a country which the debts incurred by the Czar to fund the war had effectively bankrupted. They had to exert their control over a sprawling, polyglot empire in which, outside of the big cities, their party had little or no presence. They needed to establish their authority over a military in which the officer corps largely regarded the Czar as their legitimate leader. They must restore agricultural production, severely disrupted by levies of manpower for the war, before famine brought instability and the risk of a counter-coup. And for facing these formidable problems, all at the same time, they were utterly unprepared.

The Bolsheviks were, to a man (and they were all men), professional revolutionaries. Their experience was in writing and publishing radical tracts and works of Marxist theory, agitating and organising workers in the cities, carrying out acts of terror against the regime, and funding their activities through banditry and other forms of criminality. There was not a military man, agricultural expert, banker, diplomat, logistician, transportation specialist, or administrator among them, and suddenly they needed all of these skills and more, plus the ability to recruit and staff an administration for a continent-wide empire. Further, although Lenin’s leadership was firmly established and undisputed, his subordinates were all highly ambitious men seeking to establish and increase their power in the chaotic and fluid situation.

It was in this environment that Stalin made his mark as the reliable “fixer”. Whether it was securing levies of grain from the provinces, putting down resistance from counter-revolutionary White forces, stamping out opposition from other parties, developing policies for dealing with the diverse nations incorporated into the Russian Empire (indeed, in a real sense, it was Stalin who invented the Soviet Union as a nominal federation of autonomous republics which, in fact, were subject to Party control from Moscow), or implementing Lenin’s orders, even when he disagreed with them, Stalin was on the job. Lenin recognised Stalin’s importance as his right hand man by creating the post of General Secretary of the party and appointing him to it.

This placed Stalin at the centre of the party apparatus. He controlled who was hired, fired, and promoted. He controlled access to Lenin (only Trotsky could see Lenin without going through Stalin). This was a finely-tuned machine which allowed Lenin to exercise absolute power through a party machine which Stalin had largely built and operated.

Then, in May of 1922, the unthinkable happened: Lenin was felled by a stroke which left him partially paralysed. He retreated to his dacha at Gorki to recuperate, and his communication with the other senior leadership was almost entirely through Stalin. There had been no thought of or plan for a succession after Lenin (he was only fifty-two at the time of his first stroke, although he had been unwell for much of the previous year). As Lenin’s health declined, ending in his death in January 1924, Stalin increasingly came to run the party and, through it, the government. He had appointed loyalists in key positions, who saw their own careers as linked to that of Stalin. By the end of 1924, Stalin began to move against the “Old Bolsheviks” who he saw as rivals and potential threats to his consolidation of power. When confronted with opposition, on three occasions he threatened to resign, each exercise in brinksmanship strengthening his grip on power, as the party feared the chaos that would ensue from a power struggle at the top. His status was reflected in 1925 when the city of Tsaritsyn was renamed Stalingrad.

This ascent to supreme power was not universally applauded. Felix Dzierzynski (Polish born, he is often better known by the Russian spelling of his name, Dzerzhinsky) who, as the founder of the Soviet secret police (Cheka/GPU/OGPU) knew a few things about dictatorship, warned in 1926, the year of his death, that “If we do not find the correct line and pace of development our opposition will grow and the country will get its dictator, the grave digger of the revolution irrespective of the beautiful feathers on his costume.”

With or without feathers, the dictatorship was beginning to emerge. In 1926 Stalin published “On Questions of Leninism” in which he introduced the concept of “Socialism in One Country” which, presented as orthodox Leninist doctrine (which it wasn’t), argued that world revolution was unnecessary to establish communism in a single country. This set the stage for the collectivisation of agriculture and rapid industrialisation which was to come. In 1928, what was to be the prototype of the show trials of the 1930s opened in Moscow, the Shakhty trial, complete with accusations of industrial sabotage (“wrecking”), denunciations of class enemies, and Andrei Vyshinsky presiding as chief judge. Of the fifty-three engineers accused, five were executed and forty-four imprisoned. A country desperately short on the professionals its industry needed to develop had begin to devour them.

It is a mistake to regard Stalin purely as a dictator obsessed with accumulating and exercising power and destroying rivals, real or imagined. The one consistent theme throughout Stalin’s career was that he was a true believer. He was a devout believer in the Orthodox faith while at the seminary, and he seamlessly transferred his allegiance to Marxism once he had been introduced to its doctrines. He had mastered the difficult works of Marx and could cite them from memory (as he often did spontaneously to buttress his arguments in policy disputes), and went on to similarly internalise the work of Lenin. These principles guided his actions, and motivated him to apply them rigidly, whatever the cost may be.

Starting in 1921, Lenin had introduced the New Economic Policy, which lightened state control over the economy and, in particular, introduced market reforms in the agricultural sector, resulting in a mixed economy in which socialism reigned in big city industries, but in the countryside the peasants operated under a kind of market economy. This policy had restored agricultural production to pre-revolutionary levels and largely ended food shortages in the cities and countryside. But to a doctrinaire Marxist, it seemed to risk destruction of the regime. Marx believed that the political system was determined by the means of production. Thus, accepting what was essentially a capitalist economy in the agricultural sector was to infect the socialist government with its worst enemy.

Once Stalin had completed his consolidation of power, he then proceeded as Marxist doctrine demanded: abolish the New Economic Policy and undertake the forced collectivisation of agriculture. This began in 1928.

And it is with this momentous decision that the present volume comes to an end. This massive work (976 pages in the print edition) is just the first in a planned three volume biography of Stalin. The second volume, Stalin: Waiting for Hitler, 1929–1941, was published in 2017 and the concluding volume is not yet completed.

Reading this book, and the entire series, is a major investment of time in a single historical figure. But, as the author observes, if you’re interested in the phenomenon of twentieth century totalitarian dictatorship, Stalin is the gold standard. He amassed more power, exercised by a single person with essentially no checks or limits, over more people and a larger portion of the Earth’s surface than any individual in human history. He ruled for almost thirty years, transformed the economy of his country, presided over deliberate famines, ruthless purges, and pervasive terror that killed tens of millions, led his country to victory at enormous cost in the largest land conflict in history and ended up exercising power over half of the European continent, and built a military which rivaled that of the West in a bipolar struggle for global hegemony.

It is impossible to relate the history of Stalin without describing the context in which it occurred, and this is as much a history of the final days of imperial Russia, the revolutions of 1917, and the establishment and consolidation of Soviet power as of Stalin himself. Indeed, in this first volume, there are lengthy parts of the narrative in which Stalin is largely offstage: in prison, internal exile, or occupied with matters peripheral to the main historical events. The level of detail is breathtaking: the Bolsheviks seem to have been as compulsive record-keepers as Germans are reputed to be, and not only are the votes of seemingly every committee meeting recorded, but who voted which way and why. There are more than two hundred pages of end notes, source citations, bibliography, and index.

If you are interested in Stalin, the Soviet Union, the phenomenon of Bolshevism, totalitarian dictatorship, or how destructive madness can grip a civilised society for decades, this is an essential work. It is unlikely it will ever be equalled.

Kotkin, Stephen. Stalin, Vol. 1: Paradoxes of Power, 1878–1928. New York: Penguin Press, 2014. ISBN 978-0-14-312786-4.

Here is a two part Uncommon Knowledge interview with the author about the book and Stalin’s rise to power.


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